
Who We Are Gold Mountain's President, John H. Chung, has more than 20 years of concentrated experience in corporate and securities law, with specialized expertise in SEC/SRO compliance and other areas of regulatory practice. To view Mr. Chung's Curriculum Vitae, please click here... |
What We Do Gold Mountain is a consulting practice providing expert witness and litigation support services to lawyers engaged in securities related litigation on a nation-wide basis. Gold Mountain has provided expert testimony in the following areas: suitability, concentration, unauthorized trading, excessive trading, supervision, industry duties and standards of care, broker-dealer and investment advisory regulatory rules/requirements, research-investment banking conflicts of interest, CRD reporting requirements, financial industry structure and operations, due diligence (acquisition of brokerage assets)... |



